Catherine Lumb is a freelance investment compliance consultant. She established Compos Mentis in 2000 with the aim of helping small, directly authorised firms manage routine compliance for themselves, as cost effectively as possible. Over the years she has developed a specialism for small discretionary firms and now focuses entirely on MIFIDPRU investment firms.
Being a Yorkshire Lass, Catherine has a down-to-earth approach and looks for the most practical and economical solution to any compliance problem.